Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Are you passionate about consumer banking? We’re looking for a Vice President to join our Consumer Compliance Team. You would use your skills, ideas, leadership, and prior banking, regulatory or law firm experience to broaden our consumer deposits compliance team. You would work closely with operations, marketing, and technology teams to manage the compliance management system, including the controls, policies, procedures, systems, reporting, and issue management for our online deposits business.
Our consumer deposits and Digital Finance compliance teams partner with all functional areas of the consumer business to advise on business strategy, develop compliant processes within the business, implement compliance processes, systems, and digital tools for identifying, measuring, and mitigating risk and reporting on the status of such risk. From day one, you will be involved in growing a new business within the Firm.
HOW YOU WILL FULFILL YOUR POTENTIAL
• Partner across the organization to drive the implementation of new process/strategic opportunities in accordance with state and federal laws and regulations and the deposit business’ policies and procedures
Experience managing complaints for an executive office or escalated complaints in a large financial institution.
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.
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Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.