• Finance, Controllers, Broker-Dealer Regulatory Reporting, Analyst, Jersey City

    Location(s) US-NJ-Jersey City
    Job ID
    2018-44825
    Schedule Type
    Full Time
    Level
    Analyst
    Function(s)
    Accounting
    Region
    Americas
    Division
    Finance
    Business Unit
    Regulatory Capital
    Employment Type
    Employee
  • MORE ABOUT THIS JOB

    FINANCE

    We're a team of specialists charged with managing the firm’s liquidity, capital and risk, and providing the overall financial control and reporting functions. Whether assessing the creditworthiness of the firm’s counterparties, monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support, our work contributes directly to the firm’s success. The division is ideal for collaborative individuals who have strong ethics and attention to detail. 

     

    The Broker-Dealer Regulatory Reporting team is seeking an Analyst to serve as a member of its SEC based Customer protection team.  The team is responsible for compliance associated with the daily production, review, and analysis of the SEA Rule 15c3-3 calculation for our US Broker-Dealer (GS&Co).

    RESPONSIBILITIES AND QUALIFICATIONS

    Principal Responsibilities:

    • Compute the Reserve Formula calculation working within a team environment to meet daily deadlines
    • Develop an understanding of customer transactions, new products, and business initiatives to determine the appropriate impact to customer asset protection
    • Review customer margin and segregation processes with key internal stakeholders including Operations, Legal, Corporate Treasury, and Prime Brokerage teams
    • Analyzing trends driving variances within the calculation and support senior management reporting processes
    • Work closely with external regulators and Internal Audit on examinations of GS&Co.’s processes supporting client asset protection
    • Work with the Technology Department to enhance controls and streamline processes
    • Document and maintain policies and procedures for Controller’s oversight of customer asset protection 

    Qualifications:

    • Years of experience—0 to 3. 
    • Goal and team-oriented individual
    • Regulatory Reporting or Operations background is helpful,l but not required
    • Strong written and presentation skills  
    • Analytical and control mindset
    • Strong Excel skills

    ABOUT GOLDMAN SACHS

    The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

    © The Goldman Sachs Group, Inc., 2018. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.