• Vice President, LIA12318XHIAS

    Location(s) US-NY-New York
    Job ID
    2018-49635
    Schedule Type
    Full Time
    Level
    Vice President/Executive Director
    Function(s)
    Legal
    Region
    Americas
    Division
    Legal and Internal Audit
    Business Unit
    Internal Audit - Securities
    Employment Type
    Employee
  • MORE ABOUT THIS JOB

    Vice President with Goldman Sachs & Co. LLC in New York, NY.

     

    Work Schedule: 40 hours per week (9:00 a.m. to 6:00 p.m.)

    RESPONSIBILITIES AND QUALIFICATIONS

    Duties: Vice President with Goldman Sachs & Co. LLC in New York, NY. Responsible for internal audits and analysis of the Securities Division’s business activities, specifically Equity One Delta, Derivatives, Prime Services and Principal Strategic Investments. Plan, budget, scope, lead and execute risk-focused and regulatory required audits using various techniques such as data analysis, control design assessments, control effectiveness testing and outcome based testing. Develop audit programs and testing procedures relevant to risk and test objectives. Verify policies and procedures are being interpreted and applied properly and carried out as intended by management. Deliver results of the audit testing program and assess the adequacy of the design and operation of controls associated with the key risks identified. Obtain and review evidence ensuring audit conclusions are well-documented. Prepare written reports identifying results at the conclusion of each audit assignment. Perform continuous monitoring to assess changes in the control environment and other matters arising in the business. Establish and maintain internal stakeholder relationships and follow-up with business line management on previously identified audit issues, as well as execution and review of testing to close previously identified audit issues. Provide technical guidance and share subject matter expertise with team members with diverse skills and backgrounds. Participate in internal initiatives and working groups to enhance audit methodologies in order to improve effectiveness, efficiency and consistency. Supervise junior member(s) of the team.

     

    Job Requirements: Master’s degree (U.S. or equivalent) in Finance, Business Administration, or a related field and three (3) years of experience in the job offered or in a related role OR Bachelor’s degree (U.S. or equivalent) in Finance, Business Administration, or a related field and five (5) years of experience in the job offered or in a related role. Must have three (3) years (if Masters) or five (5) years of experience (if Bachelor’s) with: multi-tasking and meeting tight deadlines while remaining organized in a fast-paced, dynamic environment; auditing complex business processes including sales, trading, risk management, product control and operations functions; market regulations impacting equities businesses transacting in sales and trading activities in listed and over-the-counter markets; discussing and presenting audit findings to senior business stakeholders; working effectively in an audit context across a large global team; audit techniques, including data analysis, control design assessments, control effectiveness testing, outcome based testing; auditing IT general controls including logical access controls over infrastructure, applications, and data.    

    ABOUT GOLDMAN SACHS

    The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

    © The Goldman Sachs Group, Inc., 2018. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.