• Internal Audit, Investment Management Division, Analyst/Associate, Dallas

    Location(s) US-TX-Dallas
    Job ID
    2019-51778
    Schedule Type
    Full Time
    Level
    Analyst, Associate
    Function(s)
    General
    Region
    Americas
    Division
    Internal Audit
    Business Unit
    Internal Audit - Tech Audit
    Employment Type
    Employee
  • MORE ABOUT THIS JOB

    INTERNAL AUDIT 

    In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.

    RESPONSIBILITIES AND QUALIFICATIONS

    RESPONSIBILITIES AND QUALIFICATIONS

    How you will fulfill your potential:

    • Participation in planning and scoping reviews, meeting with the stakeholders within the area being reviewed to understand and walk through the business and technology processes and identifying the key risks and controls to be assessed          
    • Assessment of the adequacy of the design and operating effectiveness of the controls to mitigate the key risks identified
    • Execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
    • Follow up with stakeholders on remediation of actions coming out of issues identified during audit
    • Maintenance of internal stakeholder relationships and regular interaction with the business during the year to assess changes in the control environment and other matters arising in the businesses which may influence the coverage scope and audit plan
    • Ongoing liaison with colleagues globally and internal stakeholders

    General skills and experience:

    • Team oriented with a strong sense of ownership and accountability
    • Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
    • Strong verbal and written communication skills
    • 1-6 years of experience in a public accounting or internal audit role within the financial services industry or a related control function and relevant certification or industry accreditation (e.g., CPA, CFA, CIA) is a plus
    • General knowledge of asset management or wealth management industry and processes
    • General knowledge of financial products and regulatory landscape  
    • Excellent critical thinking and problem solving skills with the ability to learn both firm and industry standards

    ABOUT GOLDMAN SACHS

    The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

    © The Goldman Sachs Group, Inc., 2019. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.