• Compliance, Consumer Compliance, Analyst

    Location(s) US-TX-Dallas
    Job ID
    Schedule Type
    Full Time
    Business Unit
    Consumer Compliance
    Employment Type



    Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, political science, and criminal justice. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.


    The candidate will work as part of the Consumer Compliance team with a primary focus on executing monitoring plans for assessing compliance with regulations, policies and procedures. The candidate will partner with business areas across the firm to assess whether processes are working as intended, identify areas for improvement, organize detailed work papers and facilitate reporting. The candidate will need to develop and maintain in depth understanding of business areas, products, systems, third-party vendors and supporting functions.





    • 1-3 years of compliance, auditing, testing, operations, and/or financial services experience
    • Knowledge of regulations governing the consumer banking industry a plus
    • Experience in compliance monitoring is a plus
    • Excellent organizational and project management skills
    • Excellent analytical thinking and problem solving skills
    • Ability to adapt to new changes and challenges in a fast-paced environment
    • Ability to prioritize workflows, meet deadlines
    • Excellent written and verbal communication skills with the ability to summarize observations and present in a clear, concise manner to peers, managers and senior Consumer Compliance management
    • Ability to identify opportunities for process improvements in various areas of quality control and testing practices
    • Ability to work independently while simultaneously contributing to the team
    • Proficiency in Excel (pivots, VLookups) and PowerPoint
    • Fluency in Spanish or Portuguese a plus


    Goldman Sachs is a meritocracy where you will be given all the tools to help you develop. At Goldman Sachs, you will have access to excellent training programs designed to improve multiple facets of your skills portfolio. Our in-house training program, ‘Goldman Sachs University’ offers a comprehensive series of courses that you will have access to as your career progresses. Goldman Sachs University has an impressive catalogue of courses which span technical, business and leadership skills training.


    We value internal mobility. The chance to take on new challenges in the firm over time will ensure that you remain stimulated and will help in your continued professional and personal development.


    The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

    © The Goldman Sachs Group, Inc., 2019. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.