• Internal Audit, Corporate, Compliance Legal & Services, Vice President, NY

    Location(s) US-NY-New York
    Job ID
    2019-55336
    Schedule Type
    Full Time
    Level
    Vice President/Executive Director
    Function(s)
    General
    Region
    Americas
    Division
    Internal Audit
    Business Unit
    Internal Audit - Tech Audit
    Employment Type
    Employee
  • MORE ABOUT THIS JOB

    INTERNAL AUDIT 

    In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.

    RESPONSIBILITIES AND QUALIFICATIONS

    RESPONSIBILITIES AND QUALIFICATIONS


    General Responsibilities:

    • Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
    • Execute audit testing and supervise junior team members to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
    • Identify risks, assess mitigating controls, and make recommendations on improving the control environment
    • Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients
    • Follow-up on open audit issues and their resolution
    • Participate in department-wide initiatives aimed at continually improving IA's processes and supporting infrastructure

     

     

    Vice President, Compliance and Legal Audit - Corporate Team Specific Skills and Experience:

    • Internal audit, compliance or quality assurance testing experience
    • Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks and corporate legal functions
    • Strong understanding of compliance program components, risk and control processes
    • Maintain depth of expertise on regulatory requirements and expectations in relation to compliance and legal functions
    • Experience on managing a global team

     

     

    General Skills and Experience:

    • Team-oriented with a strong sense of ownership and accountability
    • Strong leadership, interpersonal, relationship and project management skills
    • Strong verbal and written communication skills
    • Solid analytical skills
    • In-depth technical knowledge of relevant product areas
    • Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
    • Approximately 6-10 years of experience in a public accounting, consulting, internal audit and/or regulatory agency examiner role within the financial services industry or a related control function
    • 4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject
    • Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus

    ABOUT GOLDMAN SACHS

    The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

    © The Goldman Sachs Group, Inc., 2019. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.