• Compliance, Core Compliance, Risk Assessment, Associate

    Location(s) US-NY-New York
    Job ID
    2019-55514
    Schedule Type
    Full Time
    Level
    Associate
    Function(s)
    Compliance
    Region
    Americas
    Division
    Compliance
    Business Unit
    Core Compliance
    Employment Type
    Employee
  • MORE ABOUT THIS JOB

    GLOBAL COMPLIANCE


    Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

     

    The candidate will be an integral member of the Core Compliance Team focusing on the compliance risk assessment and regulatory change management governance and oversight.  The candidate will assist with advising on existing processes, proposing enhancements, and monitoring execution across Global Compliance.  In addition to working collaboratively with team members, the candidate will regularly interact with other compliance teams and other Goldman Sachs departments, including Enterprise Risk Management, Technology, and Operational Risk Management and Analysis.

     

    RESPONSIBILITIES AND QUALIFICATIONS

    Principal Responsibilities:

    • Assisting with the design and governance of the compliance risk assessment program
    • Conducting Quality Control reviews
    • Assisting with the governance of the regulatory change management program
    • Preparing data analysis and reporting for Compliance Senior Management and the business
    • Responding to regulatory and internal reviews and audits
    • Liaising with technology on required build-outs and enhancements

    Skills:

    • Proactive in identifying risks and proposing creative solutions
    • Excellent PowerPoint and Excel skills
    • Ability to handle multiple tasks simultaneously and work under tight deadlines
    • Highly motivated, reliable, and accountable
    • Good team player - one who is able to prioritize in a fast moving, constantly changing environment
    • Ability to work with a range of senior managers, peers and junior colleagues and build smooth working relationships
    • Strong project management, analytical, and functional skills
    • Strong analytical and problem-solving skills with the ability to exercise sound and balanced judgment

    Qualifications:

    • Bachelor's degree
    • 2-4 years' experience in financial services, compliance, legal, or audit
    • Compliance risk assessment background or regulatory change management, a plus

    ABOUT GOLDMAN SACHS

    The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

    © The Goldman Sachs Group, Inc., 2019. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.