• Operations Specialist, SEC3855413

    Location(s) US-UT-Salt Lake City
    Job ID
    2019-57111
    Schedule Type
    Full Time
    Level
    Associate
    Function(s)
    Operations
    Region
    Americas
    Division
    Securities
    Business Unit
    Derivatives Settlements
    Employment Type
    Employee
  • MORE ABOUT THIS JOB

    Operations Specialist with Goldman Sachs & Co. LLC in Salt Lake City, UT.

     

    Work Schedule: 40 hours per week (9:00 a.m. to 6:00 p.m.)

    RESPONSIBILITIES AND QUALIFICATIONS

    Duties: Operations Specialist with Goldman Sachs & Co. LLC in Salt Lake City, UT. Direct client coverage for several key relationships on behalf of Equity Synthetic Client Operations with Americas-based clients. Utilize technical skills and knowledge of the Synthetic Products Group business to translate business requirements into technical specifications. Utilize project management skills to liaise with Technology groups to initiate, communicate, develop and test requirements to effectively implement new initiatives related to business growth or regulatory implementation. Perform comprehensive analysis to ensure accuracy of client portfolios by reconciling trades and lifecycle events as needed. Identify risks and inefficiencies in daily business processes and help drive initiatives to mitigate those risk while creating efficiencies in the processes. Utilize knowledge of regulations and subsequent reporting obligations (CFTC Part 43/45, EMIR, HKMA, MIFID II) to determine if subsequent operational processes or requests from stakeholder impact those obligations. Assist in review of checklist items to ensure completion of controls by team. Review and solve exceptions of activity related to client coverage that is flagged on various control reports.

     

    Job Requirements: Bachelor’s degree (U.S. or foreign equivalent) in Finance, Mathematics, Accounting or a related analytical field. Four (4) years of experience in the job offered or related financial services position. Must have four (4) years of experience with: Equity Derivatives and understanding of ongoing initiatives that impact that segment of the industry; Working knowledge of US and non-US regulations including CFTC Part 43/45, EMIR, HKMA, MIFID II,  to understand impact to clients and ensure compliance with local regulation; Utilizing technical skills, systems and knowledge of the equity derivatives business requirements into technical specifications; Using project management skills to liaise with Technology groups and various internal stakeholders and users to implement projects related to business growth, infrastructure redesign or regulatory implementations leveraging Microsoft Outlook tools and Bloomberg; Performing client facing roles in a business aligned environment and proven track record of building relationships externally and internally; Handling internal exceptions related to client activity; and Managing time-sensitive requests and escalations and meeting deadlines.

    ABOUT GOLDMAN SACHS

    The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

    © The Goldman Sachs Group, Inc., 2019. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.