Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
With an increased electrification of markets across asset classes and digitization of services, the profile of risks in trading continues to evolve. We have established a niche team of quants and software engineers - the “Electronic Trading and Digital Services Compliance” team at Goldman Sachs to keep pace with this changing risk profile. This team is responsible for helping the Firm to manage its operational, regulatory, and reputational risks related to electronic trading and digital activities.
This team sits within the Global Compliance division, which prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance.
This role is specifically focused on providing compliance coverage for the Securities Division Engineering and Sales teams developing digital services and products under “Marquee” umbrella. Marquee is our digital storefront that offers financial data and risk analytics, software programming tools and content to our clients; across all asset classes globally.
You'll be part of a team with members from a wide range of academic and professional backgrounds, such as sales, trading, computer science, financial engineering, and law. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape. This role will provide you with an opportunity to be at the leading edge of innovation across the digital platforms as well as compliance and regulatory risk management evolution.
The role challenges the individuals to become subject matter expert in the digital services and products, across asset classes and markets; to understand business and regulatory concerns and devise control mechanisms to improve our control structure. This role serves as a central point of contact for digital services business and compliance globally and requires the individual to be self-motivated, an excellent communicator, a consensus builder and able to apply sound judgment to drive solutions.
This individual’s responsibilities will include
A successful individual will bring deep expertise in engineering or software product management with knowledge of capital markets. The candidate must demonstrate high level of initiative, ability to effectively probe and analyze complex situations, and apply sound judgment to resolve issues in a timely manner with minimal supervision.
Skills / Experience
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