Operations is a dynamic, multi-faceted division that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.
The Customer Protection Team is responsible for ensuring the Firm’s compliance with SEC Rule 15c3-3. SEC Rule 15c3-3 was established for registered broker-dealers to ensure that customer assets would be available to satisfy the claims of customers in the event of a default by their brokerage firm. As a member of the Customer Protection Team, the individual will be involved in a full range of daily processes, regulatory audit work, as well as industrialization initiatives including the opportunity to learn process flows for both broker-dealers and banking entities. The role involves working closing with other Operations teams, Regulatory Reporting, GSS, Compliance, and Legal to ensure compliance with customer protection rules.
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ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
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Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity