Internal Audit, Investment Management Division, Associate, Dallas

Location(s) US-TX-Dallas
Job ID
2020-59798
Schedule Type
Full Time
Level
Associate
Function(s)
General
Region
Americas
Division
Internal Audit
Business Unit
IA Invest Mgmt
Employment Type
Employee

MORE ABOUT THIS JOB

INTERNAL AUDIT 

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.

RESPONSIBILITIES AND QUALIFICATIONS

RESPONSIBILITIES AND QUALIFICATIONS

How you will fulfill your potential:

  • Participation in planning and scoping reviews, meeting with the stakeholders within the area being reviewed to understand and walk through the business and technology processes and identifying the key risks and controls to be assessed          
  • Assessment of the adequacy of the design and operating effectiveness of the controls to mitigate the key risks identified
  • Execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
  • Follow up with stakeholders on remediation of actions coming out of issues identified during audit
  • Maintenance of internal stakeholder relationships and regular interaction with the business during the year to assess changes in the control environment and other matters arising in the businesses which may influence the coverage scope and audit plan
  • Ongoing liaison with colleagues globally and internal stakeholders

General skills and experience:

  • Team oriented with a strong sense of ownership and accountability
  • Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
  • Strong verbal and written communication skills
  • 1-6 years of experience in a public accounting or internal audit role within the financial services industry or a related control function and relevant certification or industry accreditation (e.g., CPA, CFA, CIA) is a plus
  • General knowledge of asset management or wealth management industry and processes
  • General knowledge of financial products and regulatory landscape  
  • Excellent critical thinking and problem solving skills with the ability to learn both firm and industry standards

ABOUT GOLDMAN SACHS

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html



© The Goldman Sachs Group, Inc., 2020. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity