Internal Audit, GSAM Team, Vice President - Dallas

Location(s) US-TX-Dallas
Job ID
2021-73841
Schedule Type
Full Time
Level
Vice President
Function(s)
Audit
Region
Americas
Division
Internal Audit
Business Unit
IA Invest Mgmt
Employment Type
Employee

MORE ABOUT THIS JOB

Internal Audit

As the third line of defense, Internal Audit’s (IA) mission is to independently assess the firm’s overall control environment, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks. In doing so, IA:

  • Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk
  • Raise awareness of control risk
  • Assesses the firm’s control culture and conduct risks; and
  • Monitors management’s implementation of control measures

RESPONSIBILITIES AND QUALIFICATIONS

Responsibilities:

  • Maintain an in-depth understanding of business areas, its products, and supporting functions
  • Lead planning and scoping processes and discussions, including meeting with stakeholders to understand key business processes and identify key risks and controls for assessment
  • Oversee audit testing execution to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
  • Identify risks, assess mitigating controls, and make recommendations on improving the control environment
  • Prepare commercially effective audit conclusions and findings, and present to Internal Audit senior management and business stakeholders
  • Manage open audit issues and their resolution
  • Lead continuous monitoring processes, including regular meetings with stakeholders to assess changes in the control environment, impact of incidents and other matters that may impact coverage scope areas and the audit plan; develop executive summaries for discussion and presentation to senior audit management
  • Participate in department-wide initiatives aimed at continually improving Internal Audit's processes and supporting infrastructure
  • Assist with leadership and oversight of local team members

General Skills & Experience:

  • Team-oriented with a strong sense of ownership and accountability
  • Strong leadership, interpersonal, and relationship management skills
  • Strong verbal and written communication skills - Solid analytical skills
  • Technical knowledge of relevant product areas
  • 6+ years of experience in a public accounting or internal audit role within the financial services industry or a related control function

Preferred Qualifications:

  • Asset Management Team Specific Skills and Experience:
    • Strong knowledge of Asset Management businesses and supporting activities