Internal Audit, GSAM Team, Associate - Dallas

Location(s) US-TX-Dallas
Job ID
2021-73842
Schedule Type
Full Time
Level
Associate
Function(s)
Audit
Region
Americas
Division
Internal Audit
Business Unit
IA Invest Mgmt
Employment Type
Employee

MORE ABOUT THIS JOB

Internal Audit

As the third line of defense, Internal Audit’s (IA) mission is to independently assess the firm’s overall control environment, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks. In doing so, IA:

  • Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk
  • Raise awareness of control risk
  • Assesses the firm’s control culture and conduct risks; and
  • Monitors management’s implementation of control measures

RESPONSIBILITIES AND QUALIFICATIONS

Responsibilities:

  • Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
  • Execute audit testing and supervise junior team members to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
  • Identify risks, assess mitigating controls, and make recommendations on improving the control environment
  • Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients - Follow-up on open audit issues and their resolution
  • Participate in department-wide initiatives aimed at continually improving IA's processes and supporting infrastructure

General Skills & Experience:

  • Team-oriented with a strong sense of ownership and accountability
  • Strong leadership, interpersonal, and relationship management skills
  • Strong verbal and written communication skills - Solid analytical skills
  • In-depth technical knowledge of relevant product areas
  • Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
  • 5+ years of experience in a public accounting or internal audit role within the financial services industry or a related control function
  • 4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject
  • Relevant certification or industry accreditation (e.g., CPA, CFA, CIA, NASD Series) is a plus

Preferred Qualifications:

  • Investment Management Team Specific Skills and Experience:
    • Solid knowledge of Private Wealth Advisory/Private Banking, or Asset Management, or Private Equity businesses and supporting activities