Internal Audit, Compliance & Legal, Associate - Salt Lake City

Location(s) US-UT-Salt Lake City
Job ID
2021-73843
Schedule Type
Full Time
Level
Associate
Function(s)
Audit
Region
Americas
Division
Internal Audit
Business Unit
IA Compliance/Legal
Employment Type
Employee

MORE ABOUT THIS JOB

Internal Audit

As the third line of defense, Internal Audit’s (IA) mission is to independently assess the firm’s overall control environment, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks. In doing so, IA:

  • Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk
  • Raise awareness of control risk
  • Assesses the firm’s control culture and conduct risks; and
  • Monitors management’s implementation of control measures

The Compliance and Legal team in New York is responsible for Global audits related to core Compliance processes including Financial Crime controls (AML, Anti-Bribery, Sanctions).

RESPONSIBILITIES AND QUALIFICATIONS

General Responsibilities:

  • Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
  • Identify risks, assess mitigating controls, and make recommendations on improving the control environment
  • Follow-up on open audit issues and their resolution

Compliance and Legal Audit - Corporate Team Specific Skills and Experience:

  • Internal audit, compliance or quality assurance testing experience
  • Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks and corporate legal functions
  • Understanding of compliance program components, risk and control processes

 General Skills and Experience:

  • Able to work under minimal supervision on individual tasks or on team projects Team-oriented with a strong sense of ownership and accountability
  • Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly
  • Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
  • Accurate, accountable and able to multitask while managing both time and work load
  • Approximately 5 years of experience in a public accounting, consulting, internal audit and/or regulatory agency examiner role within the financial services industry or a related control function
  • 4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject
  • Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus

ABOUT GOLDMAN SACHS

ABOUT GOLDMAN SACHS


At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html



© The Goldman Sachs Group, Inc., 2020. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity